Founded in 2002, EquitiesFirst is a global investor specializing in long-term equity financing. EquitiesFirst’s approach overcomes traditional limitations and redefines the financing experience by providing efficient access to capital for public companies, entrepreneurs and investors against publicly traded securities. The total value of loans negotiated was over US$4.5 billion as of January 2023.
Headquartered in Indianapolis, United States, EquitiesFirst has an international presence with twelve offices in eight countries, including the United States, United Kingdom, Spain, China (Hong Kong, Shanghai and Beijing), South Korea South, Thailand, Singapore and Australia (Sydney, Perth). and Melbourne). EquitiesFirst is licensed and/or registered in all jurisdictions where required.
EquitiesFirst is the pioneer of Progressive Capital – a partnership approach to investing, rooted in respect, mutual benefit and understanding. EquitiesFirst provides liquidity solutions that are life-saving, transformative and move partners forward.
For more information, please visit
www.equitiesfirst.com/.
Disclaimer
This material is intended only for qualified investors, sophisticated investors, professional investors or otherwise qualified investors, as may be required by law or otherwise, and it is not intended for and should not be used by persons who do not meet the required conditions. requirements. The content provided here is for informational purposes only and is general in nature and is not aimed at any specific financial objective or need. The views and opinions expressed herein were prepared by third parties and do not necessarily reflect the views and opinions of EquitiesFirst. EquitiesFirst has not independently reviewed or verified the information provided here, and no warranty is made as to its accuracy or completeness. The opinions and information contained herein are subject to change without notice. The content provided does not constitute an offer to sell (or a solicitation of an offer to buy) any securities, investments or financial products (“Offer”). Any such offer should only be made by means of a relevant offer or other document which sets out its important terms and conditions. Nothing contained herein constitutes a recommendation, solicitation, invitation, inducement, promotion or offer to purchase or sell any investment product by First Holdings, LLC or its affiliates (collectively, “EquitiesFirst”) , nor should this material be construed in any way as investment, legal, or tax advice, or as a recommendation, reference, or endorsement by EquitiesFirst. You should seek independent financial advice before making an investment decision regarding any financial product.
This document contains intellectual property of EquitiesFirst in the United States and other countries, including, without limitation, their respective logos and other registered and unregistered trademarks and service marks. EquitiesFirst reserves all rights to their intellectual property contained herein. The material must not be distributed, published, reproduced or otherwise made available, in whole or in part, by the recipients to any other person and, in particular, must not be distributed to persons in any country where such distribution may lead to a violation of any law. or a regulatory requirement.
EquitiesFirst makes no representations or warranties with respect to this document and expressly disclaims any warranties implied by law. You agree that EquitiesFirst is not liable for any direct, indirect, special, consequential, incidental or punitive damages whatsoever, including, without limitation, any loss of profit or opportunity. lost, even if EquitiesFirst has been advised of the possibility of such damage. damage.
EquitiesFirst makes the following additional representations which may be applicable in the jurisdiction indicated:
Australia: Equities First Holdings (Australia) Pty Ltd (ACN: 142 644 399) is the holder of an Australian financial services license (AFSL number: 387079). All rights reserved.
The information contained herein is intended only for persons located in Australia and classified as wholesale customers only, as defined in section 761G of the Corporations Act 2001. Distribution of information to non-responding persons to these criteria may be restricted by law and persons who come into its possession must seek advice and comply with any such restrictions.
The contents of this document are provided for informational purposes only and should not be construed as an offer, solicitation or recommendation to buy or sell any financial products.
The information contained in this document is of a general nature and does not constitute personal advice regarding financial products. Any advice contained herein is general advice only and has been prepared without regard to your objectives, financial situation or needs. Before acting on any information, you should consider the appropriateness of the information provided and the nature of the financial product concerned in light of your objectives, financial situation and needs. You should seek independent financial advice and read relevant information statements or other offering materials before making an investment decision regarding a financial product.
Hong Kong: Equities First Holdings Hong Kong Limited holds a Type 1 license from the Hong Kong Securities and Futures Commission and is licensed in Hong Kong under the Money Lenders Ordinance (Money Lender License No. 1780/2022).). This document has not been reviewed by the Hong Kong Securities and Futures Commission. It does not constitute an offer to sell any securities or a solicitation to buy any product managed or provided by Equities First Holdings Hong Kong Limited and is intended for professional investors only. This document is not directed to individuals or organizations for whom such offers or invitations would be illegal or prohibited.
Korea: The foregoing is intended only for professional financial consumers, professional investors or otherwise qualified investors who have sufficient knowledge and experience to enter into securities financing transactions. It is not intended for and should not be used by persons who do not meet these criteria.
United Kingdom: Equities First (London) Limited is authorized and regulated in the United Kingdom by the Financial Conduct Authority (“FCA”). In the United Kingdom, this document is only distributed and made available to persons described in section 19(5) (investment professionals) and section 49(2) (high net worth companies, unincorporated associations). company, etc.) of Part IV of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (“FPO”) and any investment activity to which this presentation relates is only available and will only be carried out with these people. Persons who do not have professional investment experience or who are not persons to whom Article 49 OFP applies should not rely on this document. This document is only prepared and accessible to persons qualified as professional investors within the meaning of the Markets in Financial Instruments Directive.
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