Founded in 2002, EquitiesFirst is a global investor specializing in long-term equity financing. EquityFirst’s approach overcomes traditional limitations and redefines the financing experience by providing efficient access to capital for listed companies, entrepreneurs and investors against publicly traded securities. The total value of traded loans exceeds US$4.5 billion as of January 2023.
Headquartered in Indianapolis, USA, EquitiesFirst maintains an international footprint of twelve offices in eight countries, including the US, UK, Spain, China (Hong Kong, Shanghai and Beijing), South Korea South, Thailand, Singapore and Australia (Sydney, Perth and Melbourne). EquitiesFirst is licensed and/or registered in all jurisdictions where applicable.
EquitiesFirst is the pioneer of Progressive Capital – a partnership approach to investing, rooted in respect, mutual benefit and understanding. EquitiesFirst provides liquidity solutions that are vital, transformative and move partners forward.
For more information, please visit
www.equitiesfirst.com/.
Disclaimer
This document is intended solely for qualified investors, sophisticated investors, professional investors or other qualified investors, as may be required by law or otherwise, and it is not intended for, and should not be used by, people who do not meet the required conditions. requirements. The content provided here is for informational purposes only and is general in nature and does not target any specific financial goal or need. The views and opinions expressed in this Document have been prepared by third parties and do not necessarily reflect the views and opinions of EquitiesFirst. EquitiesFirst has not independently reviewed or verified the information provided herein, and no representation is made as to its accuracy or completeness. The opinions and information contained in this document are subject to change without notice. The content provided does not constitute an offer to sell (or a solicitation of an offer to buy) any securities, investments or financial products (“Offer”). Such an offer should only be made through a relevant offer or other documentation that sets forth its material terms and conditions. Nothing in this material constitutes a recommendation, solicitation, invitation, inducement, promotion or offer for the purchase or sale of any investment product by First Holdings, LLC or its affiliates (collectively, “EquitiesFirst”) ). be construed in any way as investment, legal or tax advice, or as a recommendation, reference or endorsement by EquitiesFirst. You should seek independent financial advice before making an investment decision on any financial product.
This document contains intellectual property of EquitiesFirst in the United States and other countries, including, without limitation, their respective logos and other registered and unregistered trademarks and service marks. EquitiesFirst reserves all rights to their intellectual property contained in this Document. The Document must not be distributed, published, reproduced or otherwise made available in whole or in part by the recipients to any other person and, in particular, must not be distributed to persons in any country where such distribution may cause violation of any law. or regulatory requirement.
EquitiesFirst makes no representations or warranties with respect to this document and expressly disclaims any implied warranties by law. You acknowledge that EquitiesFirst is not liable in any way for any direct, indirect, special, consequential, incidental or punitive damages, including, without limitation, any loss of profits or loss of opportunity, even if EquitiesFirst has been advised of the possibility of such damage.
EquitiesFirst makes the following additional representations which may be applicable in the jurisdiction indicated:
Australia: Equities First Holdings (Australia) Pty Ltd (ACN: 142 644 399) holds an Australian Financial Services License (AFSL number: 387079). All rights reserved.
The information contained herein is intended for persons located in Australia only and classed as a wholesale customer only as defined in Section 761G of the Corporations Act 2001. Distribution of information to persons outside of these criteria may be restricted by law and persons who come into possession of it should seek advice and observe any such restriction.
The material contained herein is for informational purposes only and should not be construed as an offer, solicitation or recommendation to buy or sell financial products.
The information contained herein is intended to be general in nature and does not constitute personal advice on financial products. Any advice contained in the Document is general advice only and has been prepared without taking into account your objectives, financial situation or needs. Before acting on any information, you must consider the relevance of the information provided and the nature of the financial product concerned with regard to your objectives, your financial situation and your needs. You should seek independent financial advice and read relevant disclosure statements or other offering materials before making an investment decision regarding any financial product.
Hong Kong: Shares First Holdings Hong Kong Limited holds a Type 1 license from the Hong Kong Securities and Futures Commission and a license in Hong Kong under the Money Lenders Ordinance (Money Lender’s License No. 1780/2022). This material has not been reviewed by the Hong Kong Securities and Futures Commission. This is not an offer to sell securities or a solicitation to buy any product managed or provided by Equities First Holdings Hong Kong Limited and is intended for professional investors only. This document is not intended for persons or organizations for whom such offers or invitations would be illegal or prohibited.
Korea: The foregoing is intended only for professional financial consumers, professional investors or otherwise qualified investors who have sufficient knowledge and experience in entering into securities financing transactions. It is not intended and should not be used by people who do not meet these criteria.
United Kingdom: Equities First (London) Limited is authorized and regulated in the United Kingdom by the Financial Conduct Authority (“FCA”). In the United Kingdom this document is only being distributed and made available to persons of the type described in Article 19(5) (investment professionals) and Article 49(2) (high net worth companies , unincorporated associations, etc.) of Part IV of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (“FPO”) and any investment activity to which this presentation relates is only available and will only be engaged with these people. Persons who do not have professional investment experience or who are not persons to whom Article 49 of the FPO applies should not rely on this document. This document is only prepared and made available to persons qualified as professional investors under the Markets in Financial Instruments Directive.
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